SFC Licences of FAN Pui Man, Raymond 范沛文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 19 March 2010 | 24 August 2016 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 23 February 2010 | 24 August 2016 |
ABCI Securities Company Limited 農銀國際證券有限公司 | RE | 1 | 31 December 2009 | 04 February 2010 |
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 29 June 2006 | 21 December 2009 |
KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 June 2006 | 21 December 2009 |