SFC Licences of YANG Chien-Yi 楊建億
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 1 | 05 March 2007 | 10 September 2007 |
TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 | RE | 1 | 25 July 2006 | 31 December 2006 |