SFC Licences of CHAN Kin Bong, Edwin 陳建邦
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
iCapital Hong Kong Limited | RO | 4 | 18 August 2023 | |
iCapital Hong Kong Limited | RO | 1 | 18 August 2023 | |
CNI Securities Group Limited 中國北方證券集團有限公司 | RO | 4 | 04 November 2020 | 11 June 2021 |
CNI Securities Group Limited 中國北方證券集團有限公司 | RO | 1 | 04 November 2020 | 11 June 2021 |
CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 4 | 17 June 2020 | 04 November 2020 |
CNI Securities Group Limited 中國北方證券集團有限公司 | RE | 1 | 17 June 2020 | 04 November 2020 |
Probitas Hong Kong Limited 卓信融資顧問有限公司 | RO | 4 | 05 June 2009 | 04 June 2020 |
Probitas Hong Kong Limited 卓信融資顧問有限公司 | RO | 1 | 05 June 2009 | 04 June 2020 |
PineBridge Investments Hong Kong Limited 柏瑞投資香港有限公司 | RE | 1 | 28 June 2006 | 01 January 2009 |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 9 | 28 June 2006 | 01 January 2009 |
PineBridge Investments Asia Limited 柏瑞投資亞洲有限公司 | RE | 4 | 28 June 2006 | 01 January 2009 |