SFC Licences of LI Zimu 李子木
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 | RO | 9 | 16 October 2019 | |
| Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 | RO | 4 | 16 October 2019 | |
| Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 | RE | 9 | 24 January 2019 | 16 October 2019 |
| Yongan Guofu Asset Management (Hong Kong) Company Limited 永安國富資產管理(香港)有限公司 | RE | 4 | 24 January 2019 | 16 October 2019 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 4 | 03 July 2006 | 03 March 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 03 July 2006 | 03 March 2008 |