SFC Licences of LIU Siqi 劉思齊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RO 9 24 January 2024
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 RE 9 15 February 2023 24 January 2024
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 20 July 2010 07 June 2012
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 16 August 2006 07 June 2012