SFC Licences of LIU Siqi 劉思齊
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RO | 9 | 24 January 2024 | |
Guotai Junan Assets (Asia) Limited 國泰君安資產管理(亞洲)有限公司 | RE | 9 | 15 February 2023 | 24 January 2024 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 20 July 2010 | 07 June 2012 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 August 2006 | 07 June 2012 |