SFC Licences of HONG Colin Chor Lok 方崇宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Leonteq Securities (Hong Kong) Limited | RE | 4 | 03 March 2016 | 26 January 2017 |
| Leonteq Securities (Hong Kong) Limited | RE | 1 | 03 March 2016 | 26 January 2017 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 4 | 29 October 2009 | 22 March 2012 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 29 October 2009 | 22 March 2012 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 07 July 2006 | 04 December 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 July 2006 | 04 December 2008 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 07 July 2006 | 04 December 2008 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 07 July 2006 | 04 December 2008 |