SFC Licences of LUO Xia 羅霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 06 August 2018 | |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 19 August 2009 | |
| Midland Wealth Management Limited 美聯資產管理有限公司 | RE | 4 | 21 November 2008 | 09 July 2009 |
| T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司 | RE | 4 | 27 July 2006 | 09 July 2008 |