SFC Licences of LUO Xia 羅霞

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 06 August 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 19 August 2009
Midland Wealth Management Limited 美聯資產管理有限公司
RE 4 21 November 2008 09 July 2009
T G Holborn (HK) Limited 浩邦﹝香港﹞有限公司
RE 4 27 July 2006 09 July 2008