SFC Licences of WONG Esther Hong Man 王康曼
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 6 | 08 January 2016 | 16 March 2018 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 07 May 2015 | 16 March 2018 |
BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 07 May 2015 | 16 March 2018 |
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 | RE | 1 | 07 May 2015 | 16 March 2018 |
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RO | 1 | 04 March 2015 | 25 March 2015 |
MCM Asia Limited (trading as MCM Partners) (以曼睿資本名義經營業務) | RE | 1 | 07 May 2014 | 04 March 2015 |
UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 25 October 2013 | 17 April 2014 |
Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 13 August 2010 | 22 March 2012 |
CICC US Securities, Inc. | RE | 1 | 06 August 2007 | 21 May 2010 |
China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 | RE | 1 | 04 July 2006 | 21 May 2010 |