SFC Licences of SHI Jiali 施佳麗
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 4 | 06 February 2020 | |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 4 | 03 October 2018 | 25 December 2019 |
| Zhongtai International Securities Limited 中泰國際證券有限公司 | RE | 4 | 12 September 2017 | 21 September 2018 |
| Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 | RE | 4 | 26 April 2012 | 19 August 2017 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 4 | 20 February 2009 | 25 February 2011 |
| Mizuho Securities Asia Limited 瑞穗證券亞洲有限公司 | RE | 1 | 13 March 2008 | 25 February 2011 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 04 July 2006 | 08 March 2008 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 04 July 2006 | 08 March 2008 |