SFC Licences of XIA Lichuan 夏立傳

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 RE 9 16 March 2012 31 August 2019
First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 RE 4 16 March 2012 31 August 2019
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 RE 1 04 July 2006 06 September 2006