SFC Licences of XIA Lichuan 夏立傳
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 | RE | 9 | 16 March 2012 | 31 August 2019 |
First Prosperous Asset Management Company Limited 瀚盛資產管理有限公司 | RE | 4 | 16 March 2012 | 31 August 2019 |
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 04 July 2006 | 06 September 2006 |