SFC Licences of LAU Ho Tung 劉豪東
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Macquarie Corporate (Hong Kong) Limited | RE | 6 | 04 June 2007 | 15 October 2008 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 6 | 04 June 2007 | 15 October 2008 |
| Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 04 June 2007 | 15 October 2008 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 6 | 07 July 2006 | 07 October 2006 |