SFC Licences of YEO Keng Chun 楊慶春

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guotai Junan Futures (Hong Kong) Limited 國泰君安期貨(香港)有限公司
RE 2 05 October 2018
Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司
RE 1, 4 05 October 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 2 20 September 2017 20 July 2018
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1, 4 08 November 2016 20 July 2018
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 08 November 2016 20 July 2018
BOCI Securities Limited 中銀國際證券有限公司
RE 1, 2, 4 15 June 2015 31 October 2016
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
RE 2 19 April 2012 26 September 2014
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司
RE 1 20 November 2010 26 September 2014
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司
RE 2 03 July 2008 26 September 2014
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司
RE 1 08 April 2008 26 September 2014
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司
RE 1 04 July 2006 20 November 2010