SFC Licences of LEE Suet Lai, Chloe 李雪麗

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Principal Global Investors (Hong Kong) Limited 信安環球投資(香港)有限公司 RE 4 16 October 2008 02 March 2009
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 4 18 April 2008 02 October 2008
Principal Global Investors (Asia) Limited 信安環球投資(亞洲)有限公司 RE 1 18 April 2008 02 October 2008
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 4 04 July 2006 07 March 2008
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 1 04 July 2006 07 March 2008
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司 RE 9 04 July 2006 07 March 2008