SFC Licences of NG Kwan Yat 伍君逸

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 4 18 June 2021
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 18 September 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 18 September 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司
RE 1, 2, 3 13 February 2017 10 September 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司
RE 1, 2 17 June 2016 12 February 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司
RE 3 26 July 2013 12 February 2017
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司
RE 2 17 October 2011 12 February 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司
RE 1 17 October 2011 12 February 2017
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司
KGI Asia Limited 凱基證券亞洲有限公司
RE 1 23 June 2008 04 October 2011
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司
RE 2 23 June 2008 04 October 2011
Celestial Commodities Limited 時富商品有限公司
RE 2 04 July 2006 30 May 2008
Celestial Securities Limited 時富證券有限公司
RE 1 04 July 2006 30 May 2008