SFC Licences of NG Kwan Yat 伍君逸

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	4	18 June 2021
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司	RE	2	18 September 2017
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司	RE	1	18 September 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	3	13 February 2017	10 September 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	2	13 February 2017	10 September 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	13 February 2017	10 September 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	2	17 June 2016	12 February 2017
SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司	RE	1	17 June 2016	12 February 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	3	26 July 2013	12 February 2017
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司	RE	2	17 October 2011	12 February 2017
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司	RE	1	17 October 2011	12 February 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	23 June 2008	04 October 2011
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	23 June 2008	04 October 2011
KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司	RE	1	23 June 2008	04 October 2011
Celestial Commodities Limited 時富商品有限公司	RE	2	04 July 2006	30 May 2008
Celestial Securities Limited 時富證券有限公司	RE	1	04 July 2006	30 May 2008