SFC Licences of THOMPSON Stephen
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 2 | 16 September 2013 | 30 April 2015 |
Merrill Lynch Far East Limited | RE | 1 | 16 September 2013 | 30 April 2015 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 16 September 2013 | 30 April 2015 |
Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 26 June 2013 |
Morgan Stanley Hong Kong Securities Limited | RE | 1 | 17 July 2006 | 26 June 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 July 2006 | 14 June 2013 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 17 July 2006 | 14 June 2013 |
Morgan Stanley Hong Kong Futures Limited | RE | 7 | 17 July 2006 | 06 December 2010 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 17 July 2006 | 06 December 2010 |