SFC Licences of SHEN Jiawen 沈佳雯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RO | 9 | 25 July 2022 | |
Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RO | 1 | 25 July 2022 | |
Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RE | 9 | 04 August 2021 | 25 July 2022 |
Sculptor Capital Management Hong Kong Limited 司韜資本管理(香港)有限公司 | RE | 1 | 02 August 2021 | 25 July 2022 |
UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 02 July 2021 |
UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | 02 July 2021 |
UBS Derivatives Hong Kong Limited | RE | 2 | 26 May 2014 | 18 December 2016 |
UBS Securities Hong Kong Limited | RE | 1 | 26 May 2014 | 18 December 2016 |
UBS Securities Asia Limited | RE | 2 | 11 April 2011 | 02 July 2021 |
UBS Securities Asia Limited | RE | 1 | 11 April 2011 | 02 July 2021 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 10 March 2010 | 10 February 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 16 August 2006 | 10 February 2011 |