SFC Licences of BHARTI Kirtes
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 01 February 2024 | |
Segantii Capital Management Limited | RE | 9 | 11 April 2012 | 09 February 2014 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 7 | 03 July 2009 | 18 February 2012 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 03 July 2009 | 18 February 2012 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 03 July 2009 | 18 February 2012 |
Nomura Securities (Hong Kong) Limited | RE | 1 | 14 January 2009 | 15 May 2009 |
Nomura Futures (Hong Kong) Limited | RE | 2 | 17 November 2008 | 15 May 2009 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 17 November 2008 | 15 May 2009 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 09 February 2007 | 15 May 2009 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 06 July 2006 | 31 January 2007 |