SFC Licences of CARTHY Robin Ian
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 26 June 2017 | 03 May 2022 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 26 June 2017 | 03 May 2022 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 2 | 03 August 2009 | 29 May 2015 |
| Barclays Capital Asia Limited 巴克萊亞洲有限公司 | RE | 1 | 03 August 2009 | 29 May 2015 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 03 July 2006 | 05 December 2008 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 03 July 2006 | 05 December 2008 |