SFC Licences of MC NICHOLAS Daniel Patrick
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 19 December 2016 | 02 July 2021 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 19 December 2016 | 02 July 2021 |
Merrill Lynch Far East Limited | RE | 2 | 02 September 2010 | 20 September 2011 |
Merrill Lynch Far East Limited | RE | 1 | 02 June 2008 | 20 September 2011 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 02 June 2008 | 20 September 2011 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 02 June 2008 | 02 September 2010 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 2 | 06 July 2006 | 22 April 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 06 July 2006 | 22 April 2008 |