SFC Licences of LAU Clement 劉家健

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Merrill Lynch Far East Limited RE 2 20 August 2010 16 November 2011
Merrill Lynch (Asia Pacific) Limited RE 1 17 July 2006 16 November 2011
Merrill Lynch Far East Limited RE 1 17 July 2006 16 November 2011
Merrill Lynch Futures (Hong Kong) Limited RE 2 17 July 2006 20 August 2010