SFC Licences of LO Timothy Tin Ming 盧天明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 23 December 2013 | 31 March 2017 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 27 September 2010 | 19 September 2013 |
| BTIG Hong Kong Limited | RE | 1 | 19 May 2008 | 13 September 2010 |
| ETRADE Securities (Hong Kong) Limited 億創證券(香港)有限公司 | RE | 4 | 06 July 2006 | 03 November 2007 |