SFC Licences of DOERING Michael Roger
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GFI (HK) Securities L.L.C. | RE | 7 | 03 October 2023 | |
| GFI (HK) Securities L.L.C. | RE | 1 | 03 October 2023 | |
| Vantage Capital Markets HK Limited | RE | 1 | 19 July 2021 | 28 April 2022 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 2 | 03 January 2014 | 06 February 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 1 | 03 January 2014 | 06 February 2018 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 10 July 2006 | 03 January 2014 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 10 July 2006 | 03 January 2014 |