SFC Licences of WU Fong Wah, Flora 胡芳華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Investment Funds (Hong Kong) Limited | RE | 9 | 12 May 2011 | 03 June 2011 |
HSBC Investment Funds (Hong Kong) Limited | RE | 4 | 12 May 2011 | 03 June 2011 |
HSBC Investment Funds (Hong Kong) Limited | RE | 1 | 12 May 2011 | 03 June 2011 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 12 May 2011 | 03 June 2011 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 12 May 2011 | 03 June 2011 |
HSBC Global Asset Management (Hong Kong) Limited | RE | 1 | 12 May 2011 | 03 June 2011 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 11 March 2008 | 23 April 2011 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 06 July 2006 | 23 April 2011 |