SFC Licences of LIU Chun Ho, Justin 廖鎮豪
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 | RO | 9 | 01 April 2019 | 31 December 2019 |
Hereditas Capital Management (Asia) Limited 承達資本管理(亞洲)有限公司 | RO | 4 | 01 April 2019 | 31 December 2019 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 30 August 2007 | 05 September 2007 |
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 10 July 2006 | 25 July 2007 |