SFC Licences of LO Wai Yin 盧慧賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 | RE | 2 | 29 June 2020 | 21 April 2021 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 29 June 2020 | 21 April 2021 |
Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 | RE | 2 | 15 May 2012 | 14 October 2017 |
Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 28 August 2007 | 14 October 2017 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 06 July 2006 | 18 August 2007 |