SFC Licences of GRIBBLE David Raymond
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 24 February 2022 | 24 February 2023 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 24 February 2022 | 24 February 2023 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 07 July 2006 | 14 July 2006 |