SFC Licences of GEARY Dean
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 2 | 19 November 2014 | 05 August 2017 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 19 November 2014 | 05 August 2017 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 7 | 19 November 2014 | 30 November 2015 |
| Morgan Stanley Hong Kong Securities Limited | RE | 2 | 06 December 2010 | 15 January 2013 |
| Morgan Stanley Hong Kong Securities Limited | RE | 1 | 20 May 2008 | 15 January 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 11 July 2006 | 15 January 2013 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 7 | 11 July 2006 | 15 January 2013 |
| Morgan Stanley Hong Kong Futures Limited | RE | 2 | 11 July 2006 | 06 December 2010 |
| Morgan Stanley Hong Kong Futures Limited | RE | 7 | 11 July 2006 | 06 December 2010 |