SFC licenceholder ANQ274 SCHOENHUBER Philipp

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 29 September 2017
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [2] (Dealing in Futures Contracts) 29 September 2017
Merrill Lynch (Asia Pacific) Limited RE [1] (Dealing in Securities) 12 August 2013 12 June 2017
Merrill Lynch Far East Limited RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 12 August 2013 12 June 2017
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE [1] (Dealing in Securities) 21 June 2011 09 May 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE [1] (Dealing in Securities), [2] (Dealing in Futures Contracts) 21 June 2011 09 May 2013
Morgan Stanley Hong Kong Securities Limited RE [2] (Dealing in Futures Contracts) 06 December 2010 26 April 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [1] (Dealing in Securities), [4] (Advising on Securities), [5] (Advising on Futures Contracts) 10 July 2006 26 April 2011
Morgan Stanley Hong Kong Futures Limited RE [2] (Dealing in Futures Contracts) 10 July 2006 06 December 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE [7] (Providing Automated Trading Services) 10 July 2006 05 March 2009
Morgan Stanley Hong Kong Futures Limited RE [7] (Providing Automated Trading Services) 10 July 2006 05 March 2009