SFC Licences of LIM Clio Wan Yue 林尹瑜
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Daintree Partners Limited 智立方財富管理有限公司 | RO | 9 | 02 April 2019 | |
| Daintree Partners Limited 智立方財富管理有限公司 | RO | 4 | 02 April 2019 | |
| Daintree Partners Limited 智立方財富管理有限公司 | RO | 1 | 02 April 2019 | |
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 06 December 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 25 October 2012 | 06 December 2018 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 25 October 2012 | 06 December 2018 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 25 October 2012 | 10 October 2016 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 03 November 2011 | 11 August 2012 |
| Merrill Lynch Far East Limited | RE | 2 | 03 September 2010 | 11 August 2012 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 11 July 2006 | 11 August 2012 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 11 July 2006 | 03 September 2010 |