SFC Licences of KWAN Kate 關幗玲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| IL&FS Global Financial Services (HK) Limited | RO | 4 | 21 April 2017 | 06 November 2018 |
| IL&FS Global Financial Services (HK) Limited | RO | 1 | 21 April 2017 | 06 November 2018 |
| IL&FS Global Financial Services (HK) Limited | RE | 4 | 01 February 2017 | 21 April 2017 |
| IL&FS Global Financial Services (HK) Limited | RE | 1 | 01 February 2017 | 21 April 2017 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 07 July 2006 | 08 March 2011 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 07 July 2006 | 08 March 2011 |