SFC Licences of HARTWRIGHT Benjamin Gareth

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 31 October 2016 08 December 2020
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 31 October 2016 08 December 2020
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 10 July 2006 16 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 10 July 2006 16 April 2009
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 July 2006 16 April 2009