SFC Licences of HARTWRIGHT Benjamin Gareth
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 31 October 2016 | 08 December 2020 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 31 October 2016 | 08 December 2020 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 10 July 2006 | 16 April 2009 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 10 July 2006 | 16 April 2009 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 July 2006 | 16 April 2009 |