SFC Licences of LO Eva 魯亦華
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Realord Asia Pacific Securities Limited 偉祿亞太證券有限公司 | RO | 1 | 18 September 2013 | 17 March 2014 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 17 November 2010 | 22 May 2012 |
HSBC Structured Funds (Asia) Limited | RE | 4 | 11 February 2010 | 03 September 2010 |