SFC Licences of CHAN Lai Wan 陳麗雲

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Celestial Commodities Limited 時富商品有限公司 RE 2 08 December 2022 06 January 2023
Celestial Securities Limited 時富證券有限公司 RE 1 08 December 2022 06 January 2023
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 July 2016 19 November 2022
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 12 July 2012 19 November 2022
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 12 July 2012 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 12 July 2012 30 June 2016
Huarong International Securities Limited 華融國際證券有限公司 RE 2 17 October 2011 25 June 2012
Huarong International Securities Limited 華融國際證券有限公司 RE 1 21 December 2009 25 June 2012
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 11 July 2006 13 December 2009