SFC Licences of CHAN Lai Wan 陳麗雲
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Celestial Commodities Limited 時富商品有限公司 | RE | 2 | 08 December 2022 | 06 January 2023 |
Celestial Securities Limited 時富證券有限公司 | RE | 1 | 08 December 2022 | 06 January 2023 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 01 July 2016 | 19 November 2022 |
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 12 July 2012 | 19 November 2022 |
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 | RE | 1 | 12 July 2012 | 30 June 2016 |
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 12 July 2012 | 30 June 2016 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 2 | 17 October 2011 | 25 June 2012 |
Huarong International Securities Limited 華融國際證券有限公司 | RE | 1 | 21 December 2009 | 25 June 2012 |
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 | RE | 1 | 11 July 2006 | 13 December 2009 |