SFC Licences of PHIPPS Mark Richard

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 06 October 2006 22 October 2012
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 RE 1 10 July 2006 01 January 2008