SFC Licences of PHIPPS Mark Richard
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 1 | 06 October 2006 | 22 October 2012 |
Macquarie Equities (Asia) Limited 麥格理證券(亞洲)有限公司 | RE | 1 | 10 July 2006 | 01 January 2008 |