SFC Licences of LAU Wan Yu 劉韻茹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
GF International Investment Management Limited 廣發國際資產管理有限公司 | RE | 4 | 22 June 2015 | 28 November 2016 |
GF International Investment Management Limited 廣發國際資產管理有限公司 | RE | 1 | 22 June 2015 | 28 November 2016 |
GF International Investment Management Limited 廣發國際資產管理有限公司 | RE | 9 | 22 June 2015 | 07 April 2016 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 02 August 2010 | 12 March 2011 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 10 October 2008 | 30 April 2009 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RE | 1 | 13 July 2006 | 29 September 2008 |