SFC Licences of LAU Wan Yu 劉韻茹

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
GF International Investment Management Limited 廣發國際資產管理有限公司 RE 4 22 June 2015 28 November 2016
GF International Investment Management Limited 廣發國際資產管理有限公司 RE 1 22 June 2015 28 November 2016
GF International Investment Management Limited 廣發國際資產管理有限公司 RE 9 22 June 2015 07 April 2016
SG Securities (HK) Limited 法國興業證券(香港)有限公司 RE 1 02 August 2010 12 March 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 10 October 2008 30 April 2009
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 RE 1 13 July 2006 29 September 2008