SFC Licences of NG Tsz Wing, Alda 吳芷穎
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 | RE | 2 | 11 October 2016 | 14 March 2017 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 25 June 2015 | 14 March 2017 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 25 June 2015 | 10 October 2016 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 25 October 2013 | 30 January 2015 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 | RE | 1 | 05 March 2013 | 20 March 2013 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 17 July 2012 | 04 February 2013 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 17 July 2012 | 04 February 2013 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 17 July 2012 | 04 February 2013 |
| Merrill Lynch Far East Limited | RE | 2 | 06 September 2010 | 20 March 2012 |
| Merrill Lynch Far East Limited | RE | 1 | 30 July 2007 | 20 March 2012 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 30 July 2007 | 06 September 2010 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 July 2006 | 20 March 2012 |