SFC Licences of KWEK Li Ern Joy 郭麗恩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 20 March 2019 | |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 18 June 2009 | 09 October 2015 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 6 | 18 June 2009 | 10 July 2012 |
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 28 September 2007 | 09 October 2015 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 6 | 25 August 2006 | 03 September 2007 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 25 August 2006 | 03 September 2007 |