SFC Licences of KWEK Li Ern Joy 郭麗恩

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 20 March 2019
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 4 18 June 2009 09 October 2015
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 6 18 June 2009 10 July 2012
Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 RE 1 28 September 2007 09 October 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 25 August 2006 03 September 2007
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 25 August 2006 03 September 2007