SFC Licences of LIU Patrick Song
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Neuberger Berman Asia Limited | RE | 1 | 28 November 2023 | |
Neuberger Berman Asia Limited | RE | 9 | 23 May 2017 | |
Neuberger Berman Asia Limited | RE | 4 | 23 May 2017 | |
HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 | RE | 9 | 31 August 2015 | 03 February 2017 |
HFT Investment Management (HK) Limited 海富通資產管理(香港)有限公司 | RE | 4 | 31 August 2015 | 03 February 2017 |
DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 02 May 2013 | 28 February 2015 |
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 9 | 03 June 2009 | 02 December 2012 |
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務) | RE | 1 | 13 July 2006 | 02 December 2012 |
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司 | RE | 1 | 13 July 2006 | 08 December 2006 |