SFC Licences of LIN Yang-ming 林楊銘
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 13 June 2014 | 28 April 2015 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 | RE | 1 | 01 July 2010 | 23 July 2010 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 | RO | 1 | 14 April 2010 | 01 July 2010 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 | RE | 1 | 16 December 2009 | 14 April 2010 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 17 July 2006 | 19 November 2008 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 17 July 2006 | 19 November 2008 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 17 July 2006 | 19 November 2008 |