SFC Licences of CHAU Ming Sze 周銘詩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 9 | 02 August 2010 | 29 April 2013 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 4 | 02 August 2010 | 29 April 2013 |
| RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司 | RE | 1 | 02 August 2010 | 29 April 2013 |
| Hang Seng Investment Services Limited 恒生投資服務有限公司 | RE | 4 | 15 January 2007 | 26 July 2010 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 17 July 2006 | 30 December 2006 |