SFC Licences of LI Tong 李彤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Research Limited 中銀國際研究有限公司 | RO | 4 | 02 June 2021 | 19 January 2024 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 6 | 02 June 2021 | 19 January 2024 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RO | 1 | 02 June 2021 | 19 January 2024 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RO | 5 | 02 June 2021 | 19 January 2024 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RO | 2 | 02 June 2021 | 19 January 2024 |
BOCI Securities Limited 中銀國際證券有限公司 | RO | 5 | 02 June 2021 | 19 January 2024 |
BOCI Securities Limited 中銀國際證券有限公司 | RO | 4 | 02 June 2021 | 19 January 2024 |
BOCI Securities Limited 中銀國際證券有限公司 | RO | 2 | 02 June 2021 | 19 January 2024 |
BOCI Securities Limited 中銀國際證券有限公司 | RO | 1 | 02 June 2021 | 19 January 2024 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 17 July 2006 | 02 June 2021 |
BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 17 July 2006 | 02 June 2021 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 17 July 2006 | 02 June 2021 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 17 July 2006 | 02 June 2021 |