SFC Licences of CHANG Tak Yin, George 張德賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RO 4 14 December 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 4 14 December 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RO 1 14 December 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RO 1 14 December 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 4 18 October 2018 14 December 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 4 18 October 2018 14 December 2018
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 18 October 2018 14 December 2018
China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 RE 1 18 October 2018 14 December 2018
KGI Asia Limited 凱基證券亞洲有限公司 RO 4 05 February 2018 10 September 2018
KGI Asia Limited 凱基證券亞洲有限公司 RO 1 05 February 2018 10 September 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 03 October 2017 05 February 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 05 February 2018
KGI Asia Limited 凱基證券亞洲有限公司 RE 4 08 August 2017 02 October 2017
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 08 August 2017 02 October 2017
Crosby Securities Limited 高誠證券有限公司 RO 4 05 May 2017 30 June 2017
Crosby Securities Limited 高誠證券有限公司 RO 1 05 May 2017 30 June 2017
Crosby Securities Limited 高誠證券有限公司 RE 9 04 December 2015 30 June 2017
Crosby Securities Limited 高誠證券有限公司 RE 4 24 August 2015 05 May 2017
Crosby Securities Limited 高誠證券有限公司 RE 1 24 August 2015 05 May 2017
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 4 25 June 2013 24 July 2015
Guosen Securities (HK) Brokerage Company, Limited 國信證券(香港)經紀有限公司 RE 1 25 June 2013 24 July 2015
BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 RE 1 22 June 2012 11 April 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 18 July 2006 11 August 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 18 July 2006 11 August 2008