SFC Licences of TAM Kwong Fai, Lawrence 譚廣輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 6 | 08 July 2013 | 11 January 2014 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 11 June 2008 | 27 April 2013 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 11 June 2008 | 27 April 2013 |
| VC Capital Limited 滙盈融資有限公司 | RE | 6 | 26 September 2006 | 09 May 2008 |
| VC Capital Limited 滙盈融資有限公司 | RE | 1 | 26 September 2006 | 09 May 2008 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 1 | 25 August 2006 | 09 September 2006 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 4 | 25 August 2006 | 09 September 2006 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 6 | 25 August 2006 | 09 September 2006 |
| Upbest Securities Company Limited 美建證券有限公司 | RE | 9 | 25 August 2006 | 09 September 2006 |