SFC Licences of SO Tim Sing 蘇添聖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 | RE | 2 | 13 October 2023 | |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 | RE | 1 | 13 October 2023 | |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 1 | 18 April 2018 | 07 July 2023 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 | RE | 2 | 18 April 2018 | 07 July 2023 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 17 July 2006 | 16 April 2018 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 17 July 2006 | 16 April 2018 |