SFC Licences of AU Kin Tak 區建德

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 RO 4 03 November 2017
KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 RO 1 03 November 2017
KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 RE 4 09 January 2017 03 November 2017
KINGKEY SECURITIES GROUP LIMITED 京基證券集團有限公司 RE 1 02 April 2015 03 November 2017
KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 RE 9 29 December 2014 27 March 2015
KVB Kunlun Asset Management (HK) Limited 昆侖國際資產管理(香港)有限公司 RE 4 29 December 2014 27 March 2015
KVB Kunlun Securities (HK) Limited 昆侖國際證券(香港)有限公司 RE 1 19 June 2014 27 March 2015
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 4 14 September 2009 01 June 2014
RHB Futures Hong Kong Limited 興業金融期貨有限公司 RE 2 21 January 2009 01 June 2014
RHB Securities Hong Kong Limited 興業金融證券有限公司 RE 1 21 January 2009 01 June 2014
Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 RE 1 05 October 2006 13 January 2009
Southwest Securities (HK) Futures Limited 西證(香港)期貨有限公司 RE 2 05 September 2006 13 January 2009