SFC Licences of WONG Tsui Fa 黃翠花
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 9 | 06 July 2015 | |
Taiping Assets Management (HK) Company Limited 太平資產管理(香港)有限公司 | RE | 4 | 06 July 2015 | |
Mackenzie Investments Asia Limited | RE | 9 | 25 February 2011 | 26 March 2015 |
Mackenzie Investments Asia Limited | RE | 4 | 25 February 2011 | 26 March 2015 |
Oriental Patron Securities Limited 東英亞洲證券有限公司 | RE | 1 | 02 August 2010 | 31 January 2011 |
RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 14 June 2010 | 27 July 2010 |
RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 14 June 2010 | 27 July 2010 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 1 | 10 October 2007 | 01 May 2010 |
MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 | RE | 4 | 21 September 2007 | 01 May 2010 |
AIA Wealth Management Company Limited 友邦財富管理有限公司 | RE | 4 | 29 August 2006 | 01 September 2007 |