SFC Licences of ZHAO Tian 趙恬

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Natixis 6 09 December 2020
Natixis Asia Limited RE 4 07 January 2020
Natixis Asia Limited RE 1 07 January 2020
China Everbright Capital Limited 中國光大融資有限公司 RO 6 02 March 2018 31 March 2019
China Everbright Capital Limited 中國光大融資有限公司 RO 1 02 March 2018 31 March 2019
China Everbright Capital Limited 中國光大融資有限公司 RE 6 17 March 2017 02 March 2018
China Everbright Capital Limited 中國光大融資有限公司 RE 1 17 March 2017 02 March 2018
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 6 27 October 2015 21 January 2016
Barclays Capital Asia Limited 巴克萊亞洲有限公司 RE 1 27 October 2015 21 January 2016
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RO 6 28 April 2014 27 February 2015
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 1 03 July 2012 27 February 2015
CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 RE 6 03 July 2012 28 April 2014
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 6 22 January 2010 30 June 2012
RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 RE 1 22 January 2010 30 June 2012
Macquarie Corporate (Hong Kong) Limited RE 6 14 August 2008 02 December 2008
Macquarie Capital Limited 麥格理資本股份有限公司 RE 6 14 August 2008 02 December 2008
Macquarie Capital Limited 麥格理資本股份有限公司 RE 1 14 August 2008 02 December 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 24 July 2006 11 August 2006
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 6 24 July 2006 11 August 2006