SFC Licences of CHENG Ka Wai, Mimi 鄭嘉慧
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Centaline Securities Limited 中原證券有限公司 | RE | 1 | 23 October 2015 | 11 November 2016 |
| Centaline Wealth Management Limited 中原資產管理有限公司 | RE | 1 | 23 October 2015 | 11 November 2016 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 | RE | 1 | 11 December 2012 | 22 July 2014 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 9 | 05 June 2012 | 17 July 2012 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 4 | 05 June 2012 | 17 July 2012 |
| Target Capital Management Limited 泰達資產管理有限公司 | RE | 1 | 05 June 2012 | 17 July 2012 |
| Success Securities Limited 實德證券有限公司 | RE | 1 | 12 July 2010 | 18 May 2012 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 | RE | 1 | 08 December 2009 | 14 June 2010 |
| Emperor Securities Limited 英皇證券有限公司 | RE | 1 | 08 December 2009 | 14 June 2010 |
| Thornton Global Wealth Management Limited 豐盛環球理財有限公司 | RE | 4 | 31 August 2006 | 20 February 2008 |