SFC Licences of WONG Lai, Sarah 黃勵
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Transpac Capital Limited 匯亞資金管理有限公司 | RE | 6 | 03 March 2023 | 11 September 2023 |
| Transpac Capital Limited 匯亞資金管理有限公司 | RE | 4 | 03 March 2023 | 11 September 2023 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RO | 6 | 12 July 2022 | 20 October 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 4 | 12 July 2022 | 20 October 2022 |
| Guotai Junan Securities (Hong Kong) Limited 國泰君安證券(香港)有限公司 | RE | 1 | 12 July 2022 | 20 October 2022 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 | RE | 6 | 05 November 2021 | 12 July 2022 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 13 July 2015 | 13 August 2021 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 13 July 2015 | 13 August 2021 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 13 July 2015 | 13 August 2021 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 13 July 2015 | 13 August 2021 |
| BOCI Asset Management Limited 中銀國際資產管理有限公司 | RE | 4 | 30 October 2009 | 19 January 2012 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 4 | 30 October 2009 | 19 January 2012 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 1 | 18 July 2006 | 19 January 2012 |
| BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 18 July 2006 | 19 January 2012 |
| BOCI Asia Limited 中銀國際亞洲有限公司 | RE | 6 | 18 July 2006 | 19 January 2012 |