SFC Licences of LOK Hiu Kwan, Mandy 駱曉筠
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 24 March 2014 | 08 August 2014 |
First Sentier Investors (Hong Kong) Limited | RE | 4 | 06 May 2011 | 08 October 2011 |
First Sentier Investors (Hong Kong) Limited | RE | 1 | 06 May 2011 | 08 October 2011 |
Bank Consortium Trust Company Limited 銀聯信託有限公司 | RE | 4 | 15 May 2009 | 05 September 2010 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 9 | 03 October 2007 | 19 March 2009 |
JPMorgan Asset Management (Asia Pacific) Limited | RE | 4 | 03 October 2007 | 19 March 2009 |
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司 | RE | 1 | 18 July 2006 | 19 March 2009 |